Emancipare Investment Advisors LLC
Privacy Policy Statement
| FACTS | WHAT DOES EMANCIPARE INVESTMENT ADVISORS DO WITH YOUR PERSONAL INFORMATION? | |||
| Why? | Financial companies choose how they share your personal information. Federal law gives consumers (our clients and prospective clients) the right to limit some but not all sharing. Federal law requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. | |||
| What? | The firm collects personal information about consumers from the following sources: ü Information provided to us to complete financial plans or investment recommendations; ü Information provided through engagement agreements and other documents completed in connection with the opening and maintenance of an investment account; ü Information provided verbally; and ü Information received from service providers, such as custodians, about investment account transactions. | |||
| How? | Financial companies often need to share consumers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their consumers’ personal information, the reasons Emancipare Investment Advisors chooses to share, and whether you can limit this sharing. | |||
| Reasons we can share your personal information | Does Emancipare Investment Advisors share? | Can you limit this sharing? | ||
| For our everyday business purposes — such as to process your transactions, maintain your account(s), respond to court orders or legal investigation | Yes | No | ||
| For our internal marketing purposes — to offer our services to you | Yes | No | ||
| For joint marketing with other financial companies | No | Yes | ||
| For our affiliates everyday business purposes — information about your transactions and experiences | No – We do not share this with affiliates | Yes | ||
| For our affiliates to market to you | No – We do not share this with affiliates | Yes | ||
| For non-affiliates to market to you | No | We do not share | ||
| What we do | |||
| How does Emancipare Investment Advisors protect my personal information? | To protect your personal information from unauthorized access and use, we use security measures that comply with state or federal law, as appropriate. These measures include computer safeguards and secured files and buildings. We also maintain procedural safeguards to protect your personal information. | ||
| How does Emancipare Investment Advisors collect my personal information? | We collect your personal information when you engage our advisory firm When you open, make a deposit or withdrawal from your investment account managed by our firm When you use a check to pay our firm We do not collect your personal information from others such as credit bureaus, affiliates, or other companies | ||
| Why can’t I limit all sharing? | Federal law gives you the right to limit only sharing for affiliates’ everyday business purposes affiliates from using your information to market to you sharing for non-affiliates to market to you State laws and individual companies (i.e., your insurance company, etc.) may give you additional rights to limit sharing. | ||
| Definitions | |||
| Affiliates | Companies related by common ownership or control. They can be financial and non-financial companies. Emancipare has a financial coaching affiliate called Money Coach Group | ||
| Non-Affiliates | Companies not related by common ownership or control. They can be financial and non-financial companies. Emancipare may share client data with Dubsado, our digital CRM and workflow solution, but they will not market to you. Emancipare’s investment management clients’ data must be shared with our custodians Altruist Financial LLC and Apex Clearing Corporation to serve client investment accounts, but they will not market to you. | ||
| Joint Marketing | A formal agreement between non-affiliated financial companies that together market financial products or services to you. ü We do not engage in joint marketing arrangements | ||
We will provide you with our privacy policy on an annual basis and at any time, in advance if our firm privacy policies are expected to change.
Emancipare Investment Advisors LLC
9 N Main St #432
Nazareth, PA 18064
484-442-0639
emancipare.com
bill@emancipare.com